Credentials, Licensing & Compensation
SRG Consulting PLLC believes in complete transparency regarding who we are, how we are compensated, what we can and cannot do, and the standards we maintain for our content and recommendations.
Firm Identity
SRG Consulting PLLC is a professional limited liability company registered in Arizona. We provide financial strategy, insurance advisory, and coordination services to business owners, executives, and families across multiple states where properly licensed.
Legal Name
SRG Consulting PLLC
Founded
2017
Principal Office
Scottsdale, Arizona
Primary Phone
1-866-990-4985Service Area
AZ, NV, CO, UT, WA, FL, TX
Website
srgconsultingpllc.comProfessional Licensing
Arizona Insurance Producer License
License Number: 19177286
Issued by: Arizona Department of Insurance and Financial Institutions (DIFI)
Verify License on DIFI PortalLicense Scope
- Life Insurance
- Disability Income Insurance
- Long-Term Care Insurance
- Fixed Annuities
- Fixed Indexed Annuities
- Health Insurance (if applicable)
Principal Advisor
Anthony D'Amato
Principal, SRG Consulting PLLC
Experience: 30+ years in commercial finance, mortgage banking, real estate, and trust-centered wealth strategy
Specializations: Business succession planning, buy-sell agreement funding, key-person protection, executive benefits, wealth preservation, estate planning coordination
Education: Professional designations in financial planning and insurance advisory
Advisory Team
Kenneth Mraz — Executive ConsultantGlobal asset strategy, precious metals, deal structuring
Compensation Disclosure
Commission-Based Products
- Insurance products (life, disability, LTC, annuities)
- Lending introductions and placement
- Certain brokerage or investment-related products
For these products, compensation is paid by the carrier, lender, or product provider. The client is not billed directly by SRG Consulting PLLC for product placement.
Fee-Based Services
- Strategic consulting and business architecture
- Succession planning facilitation
- Assessment scoring and roadmap development
- Ongoing coordination with professional team
Fee-based services are paid directly by the client as a disclosed consulting fee. Scope of service, fee amount, and payment terms are agreed in writing before work begins.
Transparency Commitment: Before any recommendation or implementation, SRG Consulting PLLC discloses the nature and source of all compensation. The client understands whether a particular solution involves commission-based placement, fee-based consulting, or both. This disclosure is documented in writing upon request.
Scope of Services & Limitations
What We Do
- Coordinate between your CPA, attorney, lender, and other advisors
- Identify gaps in business continuity and succession planning
- Place licensed insurance products (life, disability, annuities)
- Facilitate commercial lending introductions
- Design executive benefit structures
- Educate on trust strategies and coordinate with estate counsel
- Provide retirement income planning education
- Conduct business valuations and feasibility studies for continuity and succession planning
What We Do NOT Do
- Provide legal advice or draft legal documents (trusts, wills, operating agreements)
- Provide tax advice or prepare tax returns
- Serve as a fiduciary under ERISA for qualified retirement plans
- Provide securities or investment advisory services requiring FINRA registration
- Replace your existing CPA, attorney, or other licensed professionals
Collaborative Model: SRG Consulting PLLC operates within a collaborative advisory framework. We do not replace your attorney, CPA, or other licensed professionals. Instead, we serve as the strategic coordinator who ensures their work fits together into a unified architecture. Legal documents are drafted by licensed attorneys. Tax returns are prepared by licensed CPAs. Investment advice is provided by registered investment advisors. We fill the coordination gap that often exists between these silos.
Authorship & Content Standards
Content Attribution
All educational content on this website is authored or reviewed by Anthony D'Amato, Principal of SRG Consulting PLLC.
Articles, guides, and assessments reflect 30+ years of practical experience in commercial finance, business succession, insurance advisory, and wealth preservation.
Each piece of content includes publication date, last-reviewed date, and author credentials.
Review Process
Initial Draft
Content created based on practical experience and industry research
Legal Review
Reviewed for compliance with advertising and licensing regulations
Publication
Published with date stamp, credentials, and compliance disclaimers
Compliance Disclaimers
All content on this website is for educational purposes only and does not constitute:
- Tax advice — consult a licensed CPA or tax attorney for tax-specific guidance
- Legal advice — consult a licensed attorney for legal documents and legal opinions
- Investment advice — consult a registered investment advisor for securities recommendations
- A guarantee of specific outcomes — results vary based on individual circumstances
Insurance products contain exclusions, limitations, and terms. Read the policy carefully before purchasing. Past performance does not guarantee future results.
Multi-State Service Disclosures
Arizona
PrimaryHeadquarters location. Full insurance licensing in effect.
Nevada
LicensedInsurance services available through appropriate licensing channels.
Colorado
LicensedInsurance services available through appropriate licensing channels.
Utah
LicensedInsurance services available through appropriate licensing channels.
Washington
LicensedInsurance services available through appropriate licensing channels.
Florida
LicensedInsurance services available through appropriate licensing channels.
Texas
LicensedInsurance services available through appropriate licensing channels.
SRG Consulting PLLC only provides insurance products and services in states where properly licensed. Consultation and educational services may be available in additional states subject to regulatory requirements.